上市公司控制股東誠信義務(wù)法律問題研究.pdf

1、沈陽師范大學(xué)碩士學(xué)位論文上市公司控制股東誠信義務(wù)法律問題研究姓名：趙云雷申請學(xué)位級別：碩士專業(yè)：民商法指導(dǎo)教師：吳鈞20070418TheStudyoftheControlShareholde#sFiduciaryDutyofListedCompaniesAbstractAsthemarketeconomiccellandbasiccarrierthelistedcompanyisthemostimportantandtypicalfo

2、rmoforganizationinmodementerprise，SothattheyCallbecomethelineintersectionandCoreforvariousinterestsThecontrolshareholdersarewidelyexistedinlistedcompaniesAstheinvestorofcompanytheshareholdersenjoythefightsofshareholdersb

3、ytaking叩thesharesofthecompanyThosepossessingshareholdersownmostofthesharesofacompany，andintheplaceofabsoluteorrelativecontrollingpositiontherefore，whileusingcontrolpowertheypayattentiontotheirowninterestsonlyratherthanth

4、osemediumandsmallshareholders’TheprincipleofthemostCapitaldecisionloudisthefoundationofmodemcompanysystemItleadstoaCompany’Squickdecisionandencouragestheenthusiasmforinvestment，inthemeantime，Itleadstothemainshareholders’

5、rightabusingforexample，oppress，cheatordiscriminateagainstsmallshareholderswiththeiradvantagepositionintheCompanySothatleadstoessentialunfairtheprincipleofthemostcapitalspeakloudprovidesa”bridge’。forthatrightabusingbutthe

6、vitalityofjointstockcompanysystemwillbcthoroughlysuffocatedwithoutitTherefore，moreobligationsshouldbegiventOthosecontroHingshareholderstolimittheirrightsTheCompaniesinourcountryparticularlythoseincorporatedCompaniesstrip

7、peddownfromstateownedenterprisethereareobviouscircumstancesofthemainshareholderspeaksloud，andthemajorityshareholderis”oneforum”Specialattentionsarepaidtothosecompanies’Controlshareholders’abusingcontrolpowerInrecentyears

8、，theytakenoCognizancethebenefitsofothermediumandsmallshareholders’，operateillegallythingslikerestraintimpingetheinterestsandlegalrightsofmediumandsmallshareholderstakeplaceContinuouslyThiskindofabusingbehaviorwhichcontro

9、lshareholderseriouslybreachedthemarketprincipleof”publidty，justice，equity”，givingthecapitalmarketofourCountryaseriousstroke，thusit’SurgentforOUrCountrytOstipulatethebehaviorofControlshareholders，SOthatthelegalrightsoflar

10、ge，mediumandsmallshareholdercangetsolidprotectionWesterncountriessuchasBritishandAmericanbegantomakeresearchandinquiryontheproblemsofthosecontrolshareholders’abusingriptsandregulateclearlyOUthelegislation弱earlyasthe20‘hc

11、enturyAmericanandBritishCompaniesactmainlybalancethebenefitsofControlshareholdersandsmallshareholdersthroughgivingtheControlshareholderswithtrustworthiness0bligationsandCommandsthemtOprovidelawaidtothesmallshareholdersIl