論我國證券信用交易制度的建立和完善.pdf

1、對外經(jīng)濟(jì)貿(mào)易大學(xué)碩士學(xué)位論文y8G2820論文題目：論我國證券信用交易制度的建立和完善主題詞：證券信用交易融資融券專業(yè)：國際法學(xué)研究方向：證券法姓名：任彥學(xué)號：200320521120292導(dǎo)師姓名：唐麗子寫作時(shí)間：2005年n月至2006年4月頂L研究生畢業(yè)論文2003級國際法專業(yè)任彥AbstractThemargintransaction，asanimportantstocktransactionmethod，canirritate

2、investorstoinvestmoreactivelyandexcitethestockmarket，andwhat’smore，topromotethecoordinativedevelopmentofcurrencymarketandcapitalmarketconsequentlyButinourcountryforthepurposeofdefendingfromtherisk，ithadbeenforbiddentocar

3、ryoutthemargintransactionforalongtimeAsthestockmarketdevelopsandthestudygoesdeepermanyscholarsandexpertsshowtheirdifferentopinionsAfteralongtimestudyin2005，thelawfinallyopensthedoorforthemargintransactionbyamendingthesec

4、uritylawInthiscircumstanceswhilethesocietyattendingtoandwaitingforthedebutofthemargintransactionscheme，Ichoosetheestablishmentandconsummationofthemargintransactionasmysubject，andhopetodosomehelpforthedesignandestablishme

5、ntofmargintransactioninourcountryviamystudyanddiscussionBesidestheintroductionandconclusion，therearemainlyfourpartsofthethesisThefirstpartintroducesthebasicidentification，modeandthekeycharacteristicsofthemargintransactio

6、n，andonthebaseofit，analyseslegalrelationshipsduringthemargintransactionBesides，theauthorhasdonesomegainsandrisksanalysisofthemargintransactionThesecondpartintroducesthemainmargintransactionsystemsindifferentcountriesanda

7、reasincludingtheUSAJapanandTaiwanBasingontheintroduction，theauthorsummarizesandanalysesthecharacteristicsofdifferentsystemsInthethirdpartofthethesis，afterabriefretrospectonthedevelopmentofthelawsandrulesaboutthemargintra

8、nsactioninourcountrytheauthorpointsoutthegreatsignificanceoftheamendmentofthesecuritylawandthepermissionofthemargintransactiontonoreconomyatthisprogressivestageInthefourthpart，basingontheanalysisandcomparisonintheforepar

9、ts，theauthornotonlyvisualizesthemodelofthemargintransactiondifferentfromotherscholarsbutalsogivehersuggestionsonthestepsandthespecificsupervisionsystemofthemargintransactionaccordingtothefactsinourcountryKeywords：stockma